SEC

The latest news on SEC

Jan 26, 2012

He's an ardent Israel supporter and a casino mogul whose company is under federal investigation.

Oct 19, 2011

Bank made $160 million in fees and profits as investors lost millions.

Jul 28, 2010

Would 12b-1 reform truly make fund ownership cheaper?

Jul 16, 2010

The president’s demonization of business is exactly the wrong approach.

Jul 16, 2010

Why one expert says the SEC’s fine is a “drop in the bucket” for Goldman.

Apr 23, 2010

Inspector general acknowledges suspicious timing.

Apr 16, 2010

Regulators will have to navigate a legal minefield, but experts say the case is winnable.

Apr 9, 2010

Authors of a new book say competition has led to lower fees and more options for investors.

Mar 31, 2010

The SEC will defer any new requests for ETFs that invest extensively in derivatives.

Feb 22, 2010

The Chinese oil company has financial ties to the Sudanese government.

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